0001144204-11-034565.txt : 20110608 0001144204-11-034565.hdr.sgml : 20110607 20110608111309 ACCESSION NUMBER: 0001144204-11-034565 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20110608 DATE AS OF CHANGE: 20110608 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) CENTRAL INDEX KEY: 0001168164 IRS NUMBER: 421537593 STATE OF INCORPORATION: MA FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-79116 FILM NUMBER: 11900202 BUSINESS ADDRESS: STREET 1: ONE LINCOLN STREET STREET 2: CPH0326 CITY: BOSTON STATE: MA ZIP: 02111 BUSINESS PHONE: 866-787-2257 MAIL ADDRESS: STREET 1: ONE LINCOLN STREET STREET 2: CPH0326 CITY: BOSTON STATE: MA ZIP: 02111 FORMER COMPANY: FORMER CONFORMED NAME: STREETTRACKS INDEX SHARES FUNDS (Formerly Fresco Index Shares Funds) DATE OF NAME CHANGE: 20041202 FORMER COMPANY: FORMER CONFORMED NAME: FRESCO INDEX SHARES FUNDS DATE OF NAME CHANGE: 20020225 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Foxhall Capital Management, Inc. CENTRAL INDEX KEY: 0001062596 IRS NUMBER: 541395375 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 1630 DUKE ST SUITE 200 CITY: ALEXANDRIA STATE: VA ZIP: 22314 BUSINESS PHONE: 7036838575 MAIL ADDRESS: STREET 1: 1630 DUKE STREET SUISTE 200 CITY: ALEXANDRIA STATE: VA ZIP: 22314 FORMER COMPANY: FORMER CONFORMED NAME: NYE PARNELL & EMERSON CAPITAL MANAGEMENT INC DATE OF NAME CHANGE: 19990317 SC 13G 1 v225328_sc13g.htm
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549
 
SCHEDULE 13G*
(Rule 13d-102)
 
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE 13d-2
(Amendment No. ___)*
 
 
SPDR S&P Emerging Latin America ETF
 
(Name of Issuer)
 
 
ETF
 
(Title of Class of Securities)
 
   
78463X707
 
 
(CUSIP Number)
 
 
05-16-2011
 
(Date of Event Which Requires Filing of the Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 
x           Rule 13d-1(b)
¨           Rule 13d-1(c)
¨           Rule 13d-1(d)
 
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
 
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 
 

 

Cusip No. 00162Q304
13G
Page 2 of 5 Pages

1.
NAME OF REPORTING PERSONS
   
 
Foxhall Capital Management, Inc
   
2.
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 
(a)     ¨
 
(b)     ¨
   
3.
SEC USE ONLY
   
   
4.
CITIZENSHIP OR PLACE OF ORGANIZATION
 
United States of America
     
NUMBER OF
5.
SOLE VOTING POWER
SHARES
 
88,317
BENEFICIALLY
   
OWNED BY
6.
SHARED VOTING POWER
EACH
 
NONE
REPORTING
   
PERSON
7.
SOLE DISPOSITIVE POWER
WITH
 
87,837
     
 
8.
SHARED DISPOSITIVE POWER
   
93,834
   
9.
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
181,671
   
10.
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
 
CERTAIN SHARES
     
¨
   
11.
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
7.57%
   
12.
TYPE OF REPORTING PERSON
 
IA

 
Page 2 of 5

 

Cusip No. 00162Q304
13G
Page 3 of 5 Pages

Item 1(a).
Name of Issuer: SPDR S&P Emerging Latin America ETF
Item1(b). 
Address of Issuer’s Principal Executive Offices:
State Street Financial Center One Lincoln Street
Boston, MA 02111
Item 2(a). 
Name of Person Filing: Mike Zielinski
Item 2(b). 
Address of Principal Business Office or, if none, Residence:
35 Old Tavern Rd, 2nd Floor
Orange, CT  06477
Item 2(c). 
Citizenship: United States of America
Item 2(d). 
Title of Class of Securities: ETF
Item 2(e).
CUSIP Number: 78463X707
 
Item 3.
If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:
 
 
(a)
¨
Broker or dealer registered under Section 15 of the Exchange Act;
 
 
(b)
¨
Bank as defined in Section 3(a)(6) of the Exchange Act;
 
 
(c)
¨
Insurance company as defined in Section 3(a)(19) of the Exchange Act;
 
 
(d)
¨
Investment company registered under Section 8 of the Investment Company Act;
 
 
(e)
x
An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);
 
 
(f)
¨
An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F);
 
 
(g)
¨
A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G);
 
 
(h)
¨
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act;
 
 
(i)
¨
A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act;
 
 
(j)
¨
A non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J);
 
 
(k)
¨
Group, in accordance with Rule 13d-1(b)(1)(ii)(K).
 
If filing as a non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J), please specify the type of institution: _________________
 
Item 4. 
Ownership:
 
 
(a) 
Amount beneficially owned: 181,671
 
 
(b) 
Percent of Class:   7.57%
 
 
 (c) 
Number of shares as to which such person has:
 
 
(i)
sole power to vote or to direct the vote: 88,317
 
 
Page 3 of 5

 
   
Cusip No. 00162Q304
13G
Page 4 of 5 Pages
 
 
(ii)
shared power to vote or to direct the vote: NONE
 
 
(iii)
sole power to dispose or to direct the disposition of: 87,837
 
 
(iv)
shared power to dispose or to direct the disposition of: 93,834
 
Item 5. 
Ownership of Five Percent or Less of a Class:

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following [   ].

Item 6.
Ownership of More than Five Percent on Behalf of Another Person: NO

Item 7.
Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company: NONE

Item 8.
Identification and Classification of Members of the Group:

Item 9.
Notice of Dissolution of Group:

 
Page 4 of 5

 

Cusip No. 00162Q304
13G
Page 5 of 5 Pages

Item 10.
Certification:

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
 
SIGNATURE
 
After reasonable inquiry and to the best of its knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct.
 
 
06-08-2011
 
(Date)
   
 
/s/ Mike Zielinski
 
(Signature)
   
 
Mike Zielinski
 
Name and Title

 
Page 5 of 5